FREQUENTLY ASKED QUESTIONS

Does DCO hold the assets of its clients?

No. DCO Capital Management is not a custodian of customer funds. Assets of our clients are held primarily at Charles Schwab & Co. Schwab is an industry-leader with stability, experience and excellent customer service. DCO also works with Fidelity and Interactive Brokers as custodians.

How do clients access their accounts at DCO Capital Management?

Clients have 24/7 access to their accounts and can either log in via the web or call an account representative. All access and secuirty to accounts is handled by custodians such as Charles Schwab & Co.

How would you define DCO's investment strategy?

DCO consturcts client portfolios based on a concentrated value strategy, based on a deep expertise in fundametnal analysis. DCO Core Strategy portfolios typically hold 12-24 securities, investment horizon is long-term, with low turnover.

Is DCO a commision-compensated financial advisor or "Broker-Dealer"?

No. DCO Capital Management is an independent, fee-only Registered Investment Advisor (RIA). We are fiduciaries, DCO is under no obligation to sell or invest in any particular products or securities. Information on DCO (ADV and Disclosures) can be found on FINRA and SEC websites.